FSMA Preparedness Module for Agents and Brokers
Publish Date: 26 March 2018
This voluntary module supports agents and brokers in understanding how the new regulations established under the FSMA apply to their company's business activities. It is divided into two parts, which includes the Introduction and the Requirements. Additional guidance can be located in the Agents and Brokers Interpretation Guideline or in the relevant section of the Global Standard for Agents and Brokers Issue 2.